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Securities Regulation & Public Offerings

Parr Waddoups attorneys advise clients in connection with registration, reporting and compliance matters under federal and state securities laws and regulations. Our lawyers represent companies and underwriters in public and private offerings of debt and equity securities under the Securities Act of 1933, with the preparation of periodic reports, proxy materials and related disclosures under the Securities Exchange Act of 1934, and compliance with listing and reporting obligations of national stock exchanges and quotation systems.

We counsel companies with respect to preferred stock financings, investor rights, and exit transactions. We have strong experience in corporate governance, regulatory compliance, and second-generation Sarbanes-Oxley initiatives.

 Attorneys
Allen, Bryan T. ShareholderEmail
Clark, Carlton M. ShareholderEmail
Fleming, Matthew C. ShareholderEmail
King, Seth R. ShareholderEmail
Larsen, Kent W. Of CounselEmail
Lloyd, Brian G. ShareholderEmail
Loveless, Scott W. ShareholderEmail
Nelson, Gregory S. AssociateEmail
Pope, Keith L. ShareholderEmail
Schefer, Michael J. AssociateEmail
Tenney, Matthew B. AssociateEmail


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